Report Frame: SECBX-BSU-CF1-ISS-IEMIX-OILY

SECURITIES BASED, balance sheet UNCLASSIFIED, cash flow statement NORMAL, income statement SINGLE-STEP, income statement MULTI-STEP, income (loss) from equity method investments NOT REPORTED, operating income (loss) REPORTED

Line Entity Registrant Name SIC SIC Description Sector Activity FAC Nonconforming Items SEC Filing Page
1 ALLIANCEBERNSTEIN L.P. 6282 INVESTMENT ADVICE Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
2 Artisan Partners Asset Management Inc. 6282 INVESTMENT ADVICE Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 4 SEC Filing Page
3 BlackRock Inc. 6211 SECURITY BROKERS, DEALERS AND FLOTATION COMPANIES Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 1 SEC Filing Page
4 DIAMOND HILL INVESTMENT GROUP INC 6282 INVESTMENT ADVICE Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
5 Franklin Resources Inc 6282 INVESTMENT ADVICE Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 2 SEC Filing Page
6 GAMCO INVESTORS, INC. ET AL 6211 SECURITY BROKERS, DEALERS AND FLOTATION COMPANIES Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
7 Lazard Group LLC 6282 INVESTMENT ADVICE Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
8 LAZARD LTD 6282 INVESTMENT ADVICE Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
9 MAN AHL DIVERSIFIED I LP 6221 COMMODITY CONTRACTS BROKERS AND DEALERS Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
10 Merriman Holdings, Inc 6211 SECURITY BROKERS, DEALERS AND FLOTATION COMPANIES Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
11 PRICE T ROWE GROUP INC 6200 SECURITY AND COMMODITY BROKERS, DEALERS, EXCHANGES AND SERVICES Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
12 PZENA INVESTMENT MANAGEMENT, INC. 6282 INVESTMENT ADVICE Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
13 TD AMERITRADE HOLDING CORP 6211 SECURITY BROKERS, DEALERS AND FLOTATION COMPANIES Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 0 SEC Filing Page
14 VIRTUS INVESTMENT PARTNERS, INC. 6282 INVESTMENT ADVICE Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue 2 SEC Filing Page

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