Reporting Entities which use set SECBX-BSU-RNIXX-CF1-ISS-IEMIX-OILN (Prototype)

Reporting Entities which use set SECURITIES BASED, balance sheet UNCLASSIFIED, redeemable noncontrolling interest NOT REPORTED, cash flow statement NORMAL, income statement SINGLE-STEP, income (loss) from equity method investments NOT REPORTED, operating income (loss) NOT REPORTED

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Line Entity Registrant Name SIC Sector SEC Filing Page
1 AlphaMetrix Managed Futures III LLC 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
2 AlphaMetrix Managed Futures LLC 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
3 AMERIPRISE FINANCIAL INC 6282 INVESTMENT ADVICE SEC Filing Page
4 Aspect FuturesAccess LLC 6221 COMMODITY CONTRACTS BROKERS & DEALERS SEC Filing Page
5 BKF CAPITAL GROUP INC 6282 INVESTMENT ADVICE SEC Filing Page
6 BlackRock Global Horizons I L.P. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
7 Blackstone Group L.P. 6282 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
8 Carlyle Group L.P. 6282 INVESTMENT ADVICE SEC Filing Page
9 CASTLE HOLDING CORP 6199 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
10 COWEN GROUP, INC. 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
11 Duane Street Corp. 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
12 EMERGING CTA PORTFOLIO LP 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
13 FactorShares 2X: Gold Bull/S&P500 Bear 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
14 FactorShares 2X: Oil Bull/S&P500 Bear 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
15 FactorShares 2X: S&P500 Bull/TBond Bear 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
16 FactorShares 2X: S&P500 Bull/USD Bear 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
17 FactorShares 2X: TBond Bull/S&P500 Bear 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
18 FBR & Co. 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
19 FIRST INDEPENDENCE CORP. 6200 SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES SEC Filing Page
20 GAIN Capital Holdings, Inc. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
21 GLEACHER & COMPANY, INC. 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
22 GOLDMAN SACHS GROUP INC 6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES SEC Filing Page
23 GREENHILL & CO INC 6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES SEC Filing Page
24 Highbridge Commodities FuturesAccess LLC 6221 COMMODITY CONTRACTS BROKERS & DEALERS SEC Filing Page
25 Jefferies Group LLC 6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES SEC Filing Page
26 JONES FINANCIAL COMPANIES LLLP 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
27 LADENBURG THALMANN FINANCIAL SERVICES INC 6200 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
28 LPL Financial Holdings Inc. 6200 SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES SEC Filing Page
29 Man AHL FuturesAccess LLC 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
30 MANAGED FUTURES PREMIER ABINGDON L.P. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
31 MANAGED FUTURES PREMIER AVENTIS II L.P. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
32 Managed Futures Premier BHM L.P. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
33 MANAGED FUTURES PREMIER GRAHAM L.P. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
34 MANAGED FUTURES PREMIER WARRINGTON L.P. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
35 MARKETAXESS HOLDINGS INC 6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES SEC Filing Page
36 ML BlueTrend FuturesAccess LLC 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
37 ML SELECT FUTURES I LP 6200 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
38 ML Transtrend DTP Enhanced FuturesAccess LLC 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
39 ML Winton FuturesAccess LLC 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
40 MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
41 MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
42 MORGAN STANLEY SMITH BARNEY SPECTRUM CURRENCY & COMMODITY L.P. 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
43 MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
44 NESTOR PARTNERS 6221 COMMODITY CONTRACTS BROKERS & DEALERS SEC Filing Page
45 OPPENHEIMER HOLDINGS INC 6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES SEC Filing Page
46 Ortus Currency FuturesAccess LLC 6200 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
47 PAULSON CAPITAL CORP 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
48 PIPER JAFFRAY COMPANIES 6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES SEC Filing Page
49 RAYMOND JAMES FINANCIAL INC 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
50 RCS Capital Corp 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
51 SCHWAB CHARLES CORP 6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES SEC Filing Page
52 SIEBERT FINANCIAL CORP 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
53 STIFEL FINANCIAL CORP 2834 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
54 SUMMIT FINANCIAL SERVICES GROUP INC 6211 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page
55 SWS GROUP INC 6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES SEC Filing Page
56 Systematic Momentum FuturesAccess LLC 6221 Security And Commodity Brokers, Dealers, Exchanges, And Services SEC Filing Page

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