| Line | Entity Registrant Name | Sector | Activity | FAC Nonconforming Items | SEC Filing Page |
|---|---|---|---|---|---|
| 1 | Admiral Financial Corp | Depository Institutions | CommercialAndIndustrial | SEC Filing Page | |
| 2 | AFH Acquisition IX, Inc. | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 3 | AFH Acquisition V, Inc. | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 4 | AFH Acquisition VI, Inc. | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 5 | AFH Acquisition VII, Inc. | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 6 | AFH Acquisition VIII, Inc. | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 7 | AFH Acquisition XI, Inc. | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 8 | AFH Acquisition XII, Inc. | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 9 | Asia Interactive Media Inc. | Other Classification | CommercialAndIndustrial | SEC Filing Page | |
| 10 | ASIA PROPERTIES INC | Real Estate | CommercialAndIndustrial | SEC Filing Page | |
| 11 | Aspect Software Parent, Inc. | Industrial/Commercial Machinery/Computer Equipment | FundOrTrust | SEC Filing Page | |
| 12 | Berkshire Homes, Inc. | Real Estate | CommercialAndIndustrial | SEC Filing Page | |
| 13 | BGC PARTNERS, INC. | Securities and Commodities Brokers/Dealers/Exchanges/Services | SecuritiesBasedRevenue | SEC Filing Page | |
| 14 | BOSTON PROPERTIES LTD PARTNERSHIP | Holding/Investment Offices | RealEstateInvestmentTrusts | SEC Filing Page | |
| 15 | CannaVEST Corp. | Chemicals/Allied Products | RealEstateOperations | SEC Filing Page | |
| 16 | China Media Inc. | Motion Pictures | MotionPictures | SEC Filing Page | |
| 17 | CN Resources Inc. | Oil/Gas Extraction | ExtractiveActivitiesMining | SEC Filing Page | |
| 18 | Colony Capital, Inc. | Holding/Investment Offices | RealEstateInvestmentTrusts | SEC Filing Page | |
| 19 | COMDISCO HOLDING CO INC | Business Services | CommercialAndIndustrial | SEC Filing Page | |
| 20 | DYNEX CAPITAL INC | Holding/Investment Offices | RealEstateInvestmentTrusts | SEC Filing Page | |
| 21 | Ellington Financial LLC | Real Estate | FundOrTrust | SEC Filing Page | |
| 22 | EMERGING CTA PORTFOLIO LP | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 23 | Empire State Realty OP, L.P. | Holding/Investment Offices | FundOrTrust | SEC Filing Page | |
| 24 | ENTERGY CORP /DE/ | Electric/Gas/Waste Services | Utility | SEC Filing Page | |
| 25 | EOS INC. | Chemicals/Allied Products | CommercialAndIndustrial | SEC Filing Page | |
| 26 | ERA GROUP INC. | Air Transportation | CommercialAndIndustrial | SEC Filing Page | |
| 27 | EZCORP INC | Miscellaneous Retail | CommercialAndIndustrial | SEC Filing Page | |
| 28 | FORD MOTOR CREDIT CO LLC | Nondepository Credit Institutions | Hybrid | SEC Filing Page | |
| 29 | GFI Group Inc. | Securities and Commodities Brokers/Dealers/Exchanges/Services | SecuritiesBasedRevenue | SEC Filing Page | |
| 30 | Global Seed Corp | Printing/Publishing/Allied Industries | CommercialAndIndustrial | SEC Filing Page | |
| 31 | Green Meadow Products, Inc. | Chemicals/Allied Products | CommercialAndIndustrial | SEC Filing Page | |
| 32 | Greenbacker Renewable Energy Co LLC | Electric/Gas/Waste Services | FundOrTrust | SEC Filing Page | |
| 33 | GUIDED THERAPEUTICS INC | Measuring/Analyzing/Photographic/Control/Medical Instruments | CommercialAndIndustrial | SEC Filing Page | |
| 34 | Integrated Inpatient Solutions, Inc. | Business Services | CommercialAndIndustrial | SEC Filing Page | |
| 35 | INTERNATIONAL PAPER CO /NEW/ | Paper/Allied Products | CommercialAndIndustrial | SEC Filing Page | |
| 36 | JMP GROUP LLC | Securities and Commodities Brokers/Dealers/Exchanges/Services | CommercialAndIndustrial | SEC Filing Page | |
| 37 | JOHNSON CONTROLS INC | Furniture/Fixtures | CommercialAndIndustrial | SEC Filing Page | |
| 38 | Kearny Financial Corp. | Depository Institutions | FundOrTrust | SEC Filing Page | |
| 39 | KKR & Co. L.P. | Securities and Commodities Brokers/Dealers/Exchanges/Services | SecuritiesBasedRevenue | SEC Filing Page | |
| 40 | Ladder Capital Corp | Real Estate | CommercialAndIndustrial | SEC Filing Page | |
| 41 | LORAL SPACE & COMMUNICATIONS INC. | Electronic/Other Electrical Equipment/Components | CommercialAndIndustrial | SEC Filing Page | |
| 42 | MAN FRM MANAGED FUTURES STRATEGIES LLC | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 43 | MANAGED FUTURES PREMIER ABINGDON L.P. | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 44 | MDC HOLDINGS INC | Building Construction General Contractors | ContractorsConstruction | SEC Filing Page | |
| 45 | MIDAMERICAN ENERGY COMPANY | Electric/Gas/Waste Services | FundOrTrust | SEC Filing Page | |
| 46 | ML Transtrend DTP Enhanced FuturesAccess LLC | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 47 | ML Winton FuturesAccess LLC | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 48 | Moody National REIT I, Inc. | Holding/Investment Offices | RealEstateOperations | SEC Filing Page | |
| 49 | MOPALS.COM, INC. | Nondepository Credit Institutions | InterestBasedRevenue | SEC Filing Page | |
| 50 | MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. | Holding/Investment Offices | FundOrTrust | SEC Filing Page | |
| 51 | MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 52 | Morgan Stanley Smith Barney Charter WNT L.P. | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 53 | MORGAN STANLEY SMITH BARNEY SPECTRUM CURRENCY & COMMODITY L.P. | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 54 | MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP | Holding/Investment Offices | FundOrTrust | SEC Filing Page | |
| 55 | MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP | Holding/Investment Offices | FundOrTrust | SEC Filing Page | |
| 56 | MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 57 | Motors Liquidation Co | Transportation Equipment | FundOrTrust | SEC Filing Page | |
| 58 | NESTOR PARTNERS | Securities and Commodities Brokers/Dealers/Exchanges/Services | FundOrTrust | SEC Filing Page | |
| 59 | NGA HOLDCO, LLC | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 60 | NOVATION COMPANIES, INC. | Real Estate | RealEstateOperations | SEC Filing Page | |
| 61 | OMNICOMM SYSTEMS INC | Business Services | CommercialAndIndustrial | SEC Filing Page | |
| 62 | Piper Jaffray Companies | Securities and Commodities Brokers/Dealers/Exchanges/Services | SecuritiesBasedRevenue | SEC Filing Page | |
| 63 | PNM RESOURCES INC | Electric/Gas/Waste Services | CommercialAndIndustrial | SEC Filing Page | |
| 64 | PPL Corp | Electric/Gas/Waste Services | CommercialAndIndustrial | SEC Filing Page | |
| 65 | REALMARK PROPERTY INVESTORS LIMITED PARTNERSHIP VI-A | Holding/Investment Offices | FundOrTrust | SEC Filing Page | |
| 66 | RECKSON OPERATING PARTNERSHIP LP | Holding/Investment Offices | RealEstateInvestmentTrusts | SEC Filing Page | |
| 67 | REDtone Asia Inc | Communications | CommercialAndIndustrial | SEC Filing Page | |
| 68 | Redwood Mortgage Investors IX | Real Estate | RealEstateOperations | SEC Filing Page | |
| 69 | ROLLINS INC | Business Services | CommercialAndIndustrial | SEC Filing Page | |
| 70 | Sabra Health Care REIT, Inc. | Holding/Investment Offices | RealEstateInvestmentTrusts | SEC Filing Page | |
| 71 | SANDSTON CORP | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 72 | SCHLUMBERGER LTD /NV/ | Oil/Gas Extraction | ExtractiveActivitiesOilAndGas | SEC Filing Page | |
| 73 | SERITAGE GROWTH PROPERTIES | Real Estate | FundOrTrust | SEC Filing Page | |
| 74 | SIGNAL BAY, INC. | Miscellaneous Repair Services | CommercialAndIndustrial | SEC Filing Page | |
| 75 | SOUTHWEST GAS CORP | Electric/Gas/Waste Services | CommercialAndIndustrial | SEC Filing Page | |
| 76 | TIER REIT INC | Holding/Investment Offices | RealEstateInvestmentTrusts | SEC Filing Page | |
| 77 | Triton Emission Solutions Inc. | Communications | CommercialAndIndustrial | SEC Filing Page | |
| 78 | UIL HOLDINGS CORP | Electric/Gas/Waste Services | Utility | SEC Filing Page | |
| 79 | VENTAS INC | Holding/Investment Offices | CommercialAndIndustrial | SEC Filing Page | |
| 80 | Whitestone REIT | Holding/Investment Offices | RealEstateInvestmentTrusts | SEC Filing Page | |
| 81 | YORK WATER CO | Electric/Gas/Waste Services | Utility | SEC Filing Page |
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