Report Frame: SECBX-BSU-CF1-ISS-IEMIX-OILN

SECURITIES BASED, balance sheet UNCLASSIFIED, cash flow statement NORMAL, income statement SINGLE-STEP, income (loss) from equity method investments NOT REPORTED, operating income (loss) NOT REPORTED

Line Entity Registrant Name Sector Activity FAC Nonconforming Items SEC Filing Page
1 AMERIPRISE FINANCIAL INC Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
2 Cowen Group, Inc. Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
3 FBR & CO. Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
4 GAIN Capital Holdings, Inc. Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
5 Interactive Brokers Group, Inc. Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
6 JEFFERIES GROUP LLC Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
7 JONES FINANCIAL COMPANIES LLLP Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
8 SCHWAB CHARLES CORP Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
9 STIFEL FINANCIAL CORP Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page

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